Risk Advisory – Senior Manager

Position Overview:

Senior Manager-level Risk consultants work closely with management of Fortune 500, mid-cap and start-up companies, as well as all levels of CFGI staff from Consultant to Partner. Engagements include Internal Audit, SOX implementation and testing, attestation/certification readiness work, business process improvement projects, compliance and other assessments.

Principal duties and responsibilities:


·         May be responsible for managing a small group of individuals on a specific project.

·         Working on multiple engagements simultaneously; doing large portions of a particular project with minimal supervision.

·         Manage client relationships and deliver professional execution of internal audit engagements.

·         Assist in preparing risk assessments and audit plans for clients.

·         Drafting or reviewing engagement scope, project plans, risk assessments, testing approach and specific procedures;

·         Reviewing Risk controls testing, process narratives, flow charts or procedures for other types of assessments;

·         Consult with client management to develop control identification and implementation solutions which work best for the organization.

·         Develop new client relationships and sales opportunities; Seek opportunities to expand service offerings to existing clients.

·         Responsible for developing and sustaining a controlled environment, eliminating the need for the company to communicate any significant deficiencies to its Audit Committee or disclose any material weaknesses in the form 10-K.

·         Implement controls which are SOX compliant and add value without being overly burdensome or restrictive to the organization.

·         Perform and document each component of the assessment of the company’s internal controls over financial reporting in a manner which allows the company’s external auditors to leverage as much of the work performed by management as possible, thereby eliminating duplication of work and reducing overall compliance costs.


·         Meets accounting financial objectives by forecasting requirements; preparing an annual budget; scheduling expenditures; analyzing variances; initiating corrective actions.

·         Confirms financial status by monitoring revenue and expenses; coordinating the collection, consolidation, and evaluation of financial data; preparing special reports.

·         Guides other departments by researching and interpreting accounting policy; applying observations and recommendations to operational issues.

·         Maintains accounting controls by establishing a chart of accounts; defining accounting policies and procedures.

·         Advises senior management regarding matters, such as effective use of resources and methods, for preventing capital being frozen.



Education and Experience Requirements:


·     At least 8+ years of experience working in an accounting/ risk advisory role, with at least 3 years at a Big Four or a large national firm;

·     Certified CIA or other standard auditing certification combined with solid Internal Audit experience;

·     Undergraduate degree in Accounting, CPA and/or MBA combined with solid accounting experience are preferred but not required;

·     Bachelor’s degree in the Financial/Accounting field from an accredited university;

·     Strong technical skills and a working knowledge of SOX, COSO, SOC reporting;

·     Market facing, with experience in selling to new clients, as well as expanding services to existing clients;

·     Ability to multi- task between responsibilities, prioritize and handle multiple requests;

·     Excellent interpersonal, written and oral communication skills, and ability to assimilate easily into teams;

·     Strong analytical and critical thinking abilities;

·     Excellent communication and presentation skills both verbal and written;

·     Entrepreneurial nature, self-motivated, ethical, and dependable;

·     Strong project management skills;

·     Expertise is Microsoft Excel for the use of data analysis including the use of pivot tables, v lookups, arrays, etc;

·     Must have excellent work habits, including a willingness to work the hours necessary to get the job done, especially when important deadlines cause greater than normal departmental pressures.